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News

• Another Day, Another ETF—But This One May Interest You

  July 30, 2010

  If you’re a fan of bonds issued in local currencies, your job just got slightly easier.

• The Benefits of Autonomy

  July 29, 2010

  Elliot Weissbluth of Chicago-based HighTower discusses technology, transparency, trust and the possibility of being threat to the big brokerage firms.

• Fortigent Forges Ahead

  July 30, 2010

  New client relationships and the retention of existing clients helped Fortigent, LLC report its best six month period ever on Thursday.

• Hartford Taps Ritchey to Lead Retirement Plans

  July 29, 2010

  Eleven-year veteran with the company begins new appointment immediately.

• Q&A with BofA Merrill's Michael Lynch

  July 28, 2010

  Michael Lynch, head of execution services for the Americas at Bank of America Merrill Lynch, spoke about some of the issues concerning the markets and investors, as well as the future of electronic trading.

• U.S. Small Business Owners’ Confidence Crumbles

  July 29, 2010

  In a sign that the economy has a long way to go, U.S. small business owners’ confidence hit its lowest point in 29 quarters, according to the latest Wells Fargo/Gallup Small Business Index, conducted in July.

• Janus Turns to Subsidiary to Co-manage New Balanced Fund

  July 30, 2010

  Janus, a fund shop known for nurturing growth-fund talent, turned to its value-oriented subsidiary, Perkins Investment Management, to co-manage a new fund targeted to risk-averse retiring baby boomers.

• Envestnet Plans to Proceed With Caution After IPO

  July 29, 2010

  Armed with capital from its initial public offering this week, Envestnet Inc.’s top executive said the company doesn’t have any dramatic acquisition plans on the horizon. Instead he’d prefer to maintain its slow and steady approach.

• Black Diamond Lures Another Schwab Manager for Service Team

  July 30, 2010

  Ma-Apfel joins a pair of recent big hires from major custodians.

• Costs of Reg Reform Crowd Big Banks' Radar Screens

  July 30, 2010

  In their first presentations to analysts after the financial reform bill passed, some bank executives treated the landmark legislation like any other facet of business, sandwiching relevant cost estimates between the usual slides on capital ratios and credit losses.

• Citigroup Reaches $75 Million Settlement With SEC

  July 30, 2010

  The Securities and Exchange Commission Thursday charged Citigroup with misleading investors about its exposure to subprime mortgage-related securities.

• The Return of Money Fund Fees

  July 30, 2010

  Rate Climate Spurs Fewer Waivers.

• Popularity of Web 2.0 Growing

  July 30, 2010

  Insurers want to engage distribution network, drum up sales with technology.

More News

Editor's Choice

• MainStay Investments' and On Wall Street's Third Annual Branch Manager of the Year Awards

  This was a year of change for branch managers. During last year's financial crisis, many saw the ground shift under their feet. Some were transformed into producing branch managers. Others saw their jobs change due to the "complex" business model. Check out profiles of our top ten branch managers, coverage of the annual dinner, a slide show of the event and video interviews with some of the honorees.