Updated Friday, September 4, 2015 as of 7:15 PM ET

SEC Taking Close Look at Alts

For all the hype around alternatives -- and there is no shortage -- investment advisors should take note that regulators are watching how the investment advisors are handling hedge funds, private equity funds and other non-traditional asset classes.

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Comments (1)
Great development. The new SEC regulations for private equity and Hedge funds as a consequence of the Dodd Frank act requires these funds to be on top of all compliance requirements. As the frequency of examinations have increased its important businesses are ready with the necessary documents for checks by the SEC. I work for McGladrey and there's a whitepaper "Is your fund prepared for the SEC's heightened regulatory focus?" it offers good information on how businesses can be prepared for this @ http://bit.ly/1bEjpzs
Posted by James c | Tuesday, July 01 2014 at 12:09PM ET
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