Updated Wednesday, December 17, 2014 as of 7:45 PM ET

Social Media Compliance: What Investment Advisors Need to Know

As social media grows increasingly popular among RIAs, there are still questions regarding testimonials, endorsements and recommendations on social sites. The SEC's recent guidance allowed for certain use of third-party commentary on social media that would not violate the "testimonial rule."

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Comments (1)
Very confusing article re Linked In. Honestly, can't make heads or tails about what the author is trying to say.
Posted by Richard M | Tuesday, April 08 2014 at 3:48PM ET
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