Updated Thursday, September 3, 2015 as of 4:55 AM ET
An arbitration panel ruled against UBS, ordering the wirehouse to pay about $3 million to two former clients for damages related to closed-end funds of Puerto Rican municipal bonds. Image: Bloomberg.
by: Andrew Welsch
September 1, 2015
The firm suffered another arbitration loss this week to clients seeking damages related to the firm's closed-end funds of Puerto Rico municipal bonds.
The firm's Investment Advisors Division hires the senior vice president from Fidelity Investments.  more »
Planners should emotionally prepare clients nearing retirement for the significant and abrupt...  more »
People have long been wary of buying long-term care insurance, thinking they wouldn’t live...  more »
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