Updated Sunday, April 19, 2015 as of 8:41 AM ET
by: Margarida Correia
April 16, 2015
Michael J. Oppenheim allegedly used his position as a private client advisor to persuade at least two customers to withdraw millions out of their accounts on the promise the money would be invested in muni bonds.
The firm picked up three recruits from the wirehouse and New York brokerage.  more »
There's a lot advisors can do -- and a lot they aren't doing -- to better serve vulnerable...  more »
Bank of America and its Merrill Lynch unit were sued by two former financial-advisor trainees who...  more »
Partner Insights
Women: The financial planning industry needs you! The Bureau of Labor Statistics calls financial advisor one of the fastest growing job categories in the next 10 years, but only about one-third of advisors are women. The Women Advisor Forum is dedicated to fostering the growth and success of women in the industry, and bringing you together to network and make the business and intellectual connections that will help you succeed.
Advisors on the Move: Morgan Stanley Loses $750M Team
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Industry Events

April 22, 2015 | Plantsville, Conn.

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