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The spat between the two firms started when the regional BD successfully recruited a group of advisers who collectively oversaw about $1.1 billion in client assets.

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4 steps to successfully transition a practice

The benefits of transitioning to a full-service independent platform are clear, but the process can be tricky and firms must take great care when making the switch.

Tax-saving moves for clients

It's not too late to help clients improve their tax situation for 2016 and beyond.

To be a success in 2017, here's what advisers need to do

Use these strategies to combine a personal and high-tech approach to avoid falling behind the times.
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