Aarti N. Maharaj

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Recent Stories From This Author

Talent Shortage Grips Firms As Financial Advisors Age
September 1, 2010 The war for talent leaves industry with a lack of new blood as veterans get set to leave.

UBS Hires Former Morgan Stanley Director
August 31, 2010 UBS hired Jerry Pascucci as head of alternative investments.

Life Insurance Ownership Plummets
August 31, 2010 According to a recent survey released by Limra, life insurance has become a luxury that most can't afford.

SEC Associate Enforcement Director Steps Down
August 31, 2010 The Securities and Exchange Commission announced Monday that Christopher R. Conte is set to step down from his post next month...

Freddie Mac Hires Former Merrill Exec
August 30, 2010 The company appointed Subha V. Barry as its new chief diversity officer.

JPMorgan Hires Former BlackRock Executive
August 30, 2010 JPMorgan Chase & Co. has recently recruited Michael O’ Brien, a former BlackRock executive to head the company’s...

SEC Hires Regulatory Veteran
August 30, 2010 The SEC announced Monday the appointment of John Ramsay as the new deputy director in the division of Trading and Markets.

RBC Wealth Management Sees 3Q Net Income Gains
August 27, 2010 The Royal Bank of Canada’s wealth unit in the U.S increases its net income by 10%.

Schwab Exec Joins Cetera As Sales Head
August 26, 2010 Cetera Financial Group has appointed Mark Palmer as national sales manager.

FINRA Fines Zions Bancorp unit $225,000
August 26, 2010 The securities industry regulator fined a Zions Bancorp unit $225,000 for failing to disclose a potential conflict of interest...