Updated Saturday, September 5, 2015 as of 1:47 AM ET

Alan J. Foxman is an attorney with the law offices of Rita G. Dew, P.A., and a senior consultant with National Compliance Services in Delray Beach, Fla. He can be reached at alanfoxman@bellsouth.net.

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How Barred Advisors Sell Their Books

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Industry Events

September 30, 2015 | Hilton Niagra Falls, Niagra Falls, On.

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

November 12, 2015 | Salt Lake City, Utah

February 10, 2016 | Marriott Harbor Beach Resort, Ft. Lauderdale, Fla.

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