Advisors on the Move: UBS Lures a $2B Mega Team Morgan Stanley advisors managing $2 billion in assets joined UBS. But the wirehouse wasn't the only winner last month in the competition for top talent. See this move and more in our latest recruiting roundup.
From the outset, advisory firms must consider which employees might want to use social media, how they would need to use it and how best to ensure that their use would be compliant with industry regulations.
Taking a measured approach to introducing social media at your firm is essential to avoiding embarrassment, or worse, being caught out of compliance with regulatory requirements. Make sure to avoid these common mistakes.