Lorie Konish

Lorie Konish

Managing Editor
All Lorie Konish's Stories
Compared to their foreign peers, U.S. investors are skittish on emerging markets. Here's why some think they're missing the boat.
Wealth management firms target their young ultra-high net worth investors to strengthen ties to keep the clients for decades.
Susan Bradley, founder of the Sudden Money Institute, discusses how advisors can best work with clients who win the lottery or inherit a large sum.
An aging population has forged new partnerships between wealth advisors and health care planners.
Judd Gregg, the Securities Industry and Financial Markets Association's CEO, discusses what still needs to be done to restore investor confidence in the financial markets.
At the recent FINRA conference, SEC Commissioner Elisse Walter endorsed advisor "gold standard."
Preparation and communication are key to a smooth visit with FINRA.
With a new managed accounts platform, Merrill Lynch advisors will be able to turn to one website instead of five to answer a single client question – “How am I doing?”
A final handshake on Morgan Stanley’s acquisition of Smith Barney will tie up some lingering loose ends, including a smoother clearing process for client assets, for one of the largest wealth management industry deals in the past decade.
Wells Fargo Advisors has hired nine financial advisors from Morgan Stanley, Merrill Lynch and RBC Capital Markets with $1.12 billion in assets under management.
John David “J.D.” Joyce and his team moved to Wells Fargo Advisors Financial Network in Houston on May 23.
UBS gave its force of about 7,000 U.S.-based advisors new compensation incentives to use financial plans with clients this year. The plan increases the pay their financial advisors receive when creating those plans, and has resulted in an uptick in their adoption so far this year
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