Updated Wednesday, May 22, 2013 as of 6:34 PM ET
Blogs - Idea Exchange
Sounding Off: Farewell, FINRA?
by: Rachel F. Elson
Financial Planning
Friday, March 1, 2013
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When FINRA boss Richard Ketchum suggested the group was pulling back from its effort to regulate RIAs, advisors cheered -- but some observers worried the story isn't over. On Twitter, Investment Advisor Alliance said: 

'Pressure is off for now. But what happens when Congress is once again more favorable to FINRA's goal?'

What's your opinion? Weigh in with you comments below.

Regulatory/Compliance

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