Updated Saturday, November 22, 2014 as of 4:16 PM ET
RBC Nets Advisor Team With $151M in AUM
RBC Wealth Management-U.S. grabbed a trio of financial advisors generating $1.8 million in annual revenue from Oppenheimer & Co.
More in Career Moves
Raymond James & Associates has recruited financial advisors from RBC and TD Ameritrade, including one with $100 million in AUM. more »
Deutsche Asset & Wealth Management grabbed a financial advisor from rival Barclays. more »
In its latest organizational move, the firm hired a former Merrill Lynch banking executive to lead the growth of the wealth management business in Florida. more »
Pacific Investment Management, seeking to stem redemptions after its co-founder Bill Gross left unexpectedly, was dropped as manager of a $6.16 billion strategy offered by a unit of Prudential Financial. more »
Daniel Keating, a 35-year veteran of the municipal bond market and former Bear Stearns executive, joins insurer Build America Mutual as senior managing director for municipal bond markets starting Monday. more »
What questions are advisors not asking when buying a firm? more »
A discharged Merrill Lynch advisor duo that managed $2.5 billion in client assets has landed at Stifel. See all the latest hires, moves and promotions among wirehouse advisors by clicking through On Wall Street's latest slideshow. more »
A former BofA Merrill Lynch Team who felt wronged after being terminated has signed on with full-service brokerage firm Stifel Financial. more »
Latest Morgan Stanley advisor additions around the country bring a combined $565M in AUM and over $3M in revenue. more »
Merrill Lynch grows its Chicago presence by hiring UBS team with $500M in AUM and nearly $5M in revenue. more »
Stifel Financial brings in a veteran Morgan Stanley advisor for a newly created client office in West Chester, Pa. more »
Abigail Johnson has climbed the ranks of Fidelity Investments, the company started by her grandfather in 1946, over more than 25 years, starting as a stock analyst and working her way through almost every major division. more »
The deal will help Gratus Capital Management 'turbo charge' growth, says Focus cofounder Rajini Kodialam. more »
The November Issue is now online!


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