Updated Thursday, August 21, 2014 as of 8:12 AM ET
HighTower Adds 401(k) Practice
HighTower has recruited newly formed 401(k) practice Fiduciary Plan Advisors to its network platform.
More in Career Moves
Deutsche Bank has hired two executives to oversee technology and operations. more »
Shane Hiller, who joined Umpqua a year ago to build the bank's high-net-worth business in San Francisco, rejoined his former employer as director and private banker. more »
A former Merrill Lynch advisor has joined Abbot Downing, a unit of Wells Fargo that serves ultra-wealthy clients. more »
RBC Wealth Management-U.S. announced Friday that it has recruited Roger Rath from Janney Montgomery Scott as a senior vice president and financial advisor for its Annapolis, Md., office. more »
A former Morgan Stanley executive with 30 years of experience has signed on with Ziegler’s wealth management division as its new senior managing director. more »
Deutsche Bank hired James Dilworth, chief executive officer of Allianz Global Investors Europe, to lead management of active assets. more »
Baird has appointed a director for its Houston market and has picked up another advisor with $350 million in client assets. more »
Securities America will acquire assets of a Missouri-based full-service broker-dealer with 368 advisors and $2.4 billion in client assets. more »
Raymond James has lured away two advisors managing $100 million in client assets from UBS. more »
Founders of IHT Management hope to create a wirehouse-like alternative to lure other advisors. more »
J.P. Morgan enticed advisors from competitors, including Morgan Stanley, Merrill Lynch and Wells Fargo, in a half dozen markets to fuel its nationwide expansion of wealth management. more »
Baird and McAdams Wright Ragen will combine offices in Portland, Ore., following Baird's recent acquisition of the Seattle-based broker-dealer. more »
For clients, is one type of firm, business model or fee structure better than another? more »
The August Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

September 9, 2014 |

September 17, 2014 |

September 17, 2014 | Chicago, IL

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here