Updated Wednesday, June 3, 2015 as of 5:50 AM ET
Merrill Grabs $3M UBS Team
Two advisors who oversaw $300 million in assets at UBS have left to join Merrill Lynch.
More in Career Moves
A team formerly with Lincoln Financial Advisors will join an LPL-affiliated hybrid RIA. more »
Newly appointed CFO has 18 years of industry experience; replaces Dan Arnold. more »
After more than two decades on the institutional side, financial advisor Catherine Miller talks about transitioning to wealth management more »
The top lawyer of Goldman Sachs Group’s asset management unit is leaving the bank to become the top aide to U.S. Securities and Exchange Commission Chair Mary Jo White, the agency said Wednesday. more »
The wirehouse advisor moved to the independent channel at Wells Fargo. more »
One of the recruits oversaw nearly $210 million in AUM and had $1 million in annual production before making the move. more »
According to a survey of these elite leaders, wealth managers are leaving for more intimate work environments, and more will be making a move. more »
Johnny Dawson explains how the values he learned while serving his country guide the way he serves clients today. more »
Wealth management firms are fighting negative perceptions to recruit college students and other millennials to the business. more »
The industry takes on the challenge of mentoring young recruits by focusing on the senior wealth managers who guide them. more »
Summit Financial, based in Westlake Village, Calif., is a primarily fee-based RIA offering clients investment management, insurance and retirement planning, says Triad, which offers advisory firms both a broker-dealer and a fee-based RIA multi-custodial platform. more »
A group with $4 million in production moved between the wirehouses, saying it wanted access to the banking and lending capabilities at Bank of America. more »
The former Southwest Securities team had overseen $225 million in assets at the time of their departure. more »
Advisors on the Move: Wells Fargo Nabs $650M Team
The May Issue is now online!


Industry Events

June 18, 2015 | New York Hilton Midtown, New York, NY

June 24, 2015 | Chicago, IL

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

Already a subscriber? Log in here