Updated Thursday, April 24, 2014 as of 6:19 AM ET

LPL Profit Drops 3% Amid Recruiting Pinch

Raymond James Private Client Group Reports Record Revenues

How Independent Advisors Can Beat Wall Street

Advisors on the Move: Barclays Loses Advisors to Janney and Deutsche Bank

Arbor Point Gains $100 Million Advisor Group

Cerulli IDs $74 Billion Exit From Wirehouses

LPL Exec Replaces Departed Bruton

10 Big Risks Facing New Cetera Parent

Washington Wealth Nets Breakaways With $150M

Advisor Group Taps Exec to Lead Recruiting Push

Transamerica Reimburses 2,300+ Accounts in SEC Deal on Overcharging

Wells Fargo Picks Up Advisor With $424M AUM

IBD's Product Sales Jump 23%, but Fee Shift Pinches Revenues

Advisors Beware: Single Data Breach 'Can Bring Down' a Practice

Big IBD's Female Advisors Get Firmwide Mentoring Program

FINRA Fines 2 Big IBDs Over Reporting Failures

Advisors Falling Short on ID Theft?

SEC Won't Rewrite Advisor Compliance Rules for Social Media

Washington Wealth Hopes to Lure More Advisors With NFP Deal

'Bright Future' as Independent Channel Gains Marketshare

RCAP Launches Research Division

SEC to Accelerate Uniform Fiduciary Push

Brrr...LPL Cites Bad Weather for Recruiting Slowdown

SEC Oversight Advocates Push Fight to Next Level

Dual Registrants, Alternatives Top SEC's Concerns

New CEO for Woodbury Financial

Ousted LPL Exec Advising Planning Startup

CFP Board Taps Ex-Regulatory Official for Disciplinary Panel

Schorsch Pledges 'No Pressure' to Sell Nontraded REITs

Affluent Investors Eye Commercial Real Estate

Schorsch's Expanding Empire Targets Mass Affluent

Exclusive: Nicholas Schorsch's Shopping List

B-D Fined $175,000 Over Supervisory, Suitability Failings

Half-billion Team Leaves AXA for Cambridge

Raymond James Group Closes In on LPL Asset Levels

Exec Shuffle Deepens Bench at Cambridge

After FINRA Win, Breakaway Advisor Wants Others to Follow

$100 Million Stock Buyback Deal Part of LPL Capital Strategy

LPL's Victor Fetter: Technology as Advisor Advantage

Productivity, Recruiting Push LPL Revenue to Record

FSC Snags $300M Morgan Stanley Team

Breakaway Brokers Have a New Suitor

Want Details on Recruiting Deals? There's an App for That

Commonwealth and LPL Swap Firms

Regulators to Zero in on Elderly Client Protections

B-D Consolidations Won't Be Easy, Tibergien Says

Pershing Chief: Advising 'Isn't a Boomer Business for Long'

FSI to Target State Issues in 2014

Dynasty Bolsters Business Development Team

Dually Registered Channel Assets Growing Fastest, Study Finds

Why Lightyear Founder OK'd Cetera Sale

Exclusive: RCAP's Schorsch "Taking a Run at Everybody," Says Cambridge's Schwartz

Northwestern Mutual to Recruit 6,400

Deal for Cetera Takes Advisors By Surprise

New Mega Firm: RCAP Announces $1.15B Acquisition of Cetera

Advisor Group CEO: Looking for Acquisitions

Half-Billion-Dollar Practice Moves to Raymond James

Frustrated With Wirehouses, Firm Joins LPL

Raymond James Lands Advisory Team from LPL

HD Vest Portfolio Tool Surpasses $700M AUM in First Year

LPL Promotes Bill Chetney to President of Retirement Partners

Dynasty Rolling Out More Firepower to Boost Business in 2014

$3.7 Billion LPL Practice Picks Up Chicago Firm

FINRA Orders J.P. Turner to Pay More Than $700,000 to Clients

Riding the Advisor Retirement Wave

Fiduciary Update: Where the Rules Stand Now

LPL Sees Recruiting Boost, New Assets Top $4B in Q3

House Vote Set on Delay of Fiduciary Proposal

PCAOB Approves New Broker-Dealer Audit, Attest Standards

Big LPL Practice Scores Advisors With $800M

H.D. Vest Snags Ex-LPL Vice President Papazian for Marketing Role

2 Big IBDs to Get New Women's Choice Award

LPL Lures $1 Billion Retirement Plan Specialist

Advisor Group Taps New President & CEO

In U-Turn, Michigan Advisor Returns to Securities America

Roth Leaves Advisor Group, Jumps to RCS

LPL Shuts NestWise Startup, Lays Off Ex-President Esther Stearns

eHarmony for Advisors? LPL Amps Up Matchmaking Services

For Hancock Advisors, New Name & New Model

Raymond James to Offer Alternative Investments to Custodial Clients

B-D Network's Sales Up More Than 25%

SEC Adopts Madoff-Inspired Rules to Protect Broker-Held Assets

LPL Revenues Top $1 Billion for First Time; Recruiting Slump Continues

$220 Million Firm Joins Washington Wealth

A Rollup Alternative? Carson Wealth Snags Hybrid RIA

Securities America Expands Recruiting Team

LPL Conference Aims for Big & Personal

Cambridge Sets Plan for Handoff

Big LPL Practice Jumps to $2 Billion

B-D Battle for Independent Advisors Heats Up

Raymond James Expands Advisor Division

Raymond James Nabs Pittsburgh Advisory Team

United Capital Acquires Virginia Wealth Manager

San Francisco Platform Provider Lands Morgan Stanley Breakaways

With Eye on Advisors, Fidelity Restructures Institutional Arm

Buckingham Adds $400 Million Dallas Advisor Firm

United Capital Continues Expansion in Southeast

LPL Adds Capabilities to 401(k) Tool

BNY Mellon’s Dunlap Joining Cetera as Wealth Management Head

FINRA Slaps Securities America With $100,000 Fine

Former SEC Official Joins LPL Financial

Securities America Nabs CaseSlattery Team

LPL Financial Reaches $50 Billion in RIA Assets

Raymond James Recruits Morgan Stanley Team

Could First Allied Surprise Sale Be the Beginning of a Trend?

First Allied to Be Acquired by RCAP

Hancock Broker-Dealer Buys Symetra Unit

RIAs at TDAI Events to Discuss Wealth Management Trends, Regulation

NFP Investor Sues to Block Sale to Madison Dearborn Partners

Commonwealth Names New President; Introduces Affiliation Models

Payden & Rygel Looks to Boost Broker-Dealer Distribution

LPL Hires Morgan Stanley Veteran as Chief Risk Officer

Royal Alliance Names New President as CEO Retires

Fox-Foley Leaves LPL for First Allied

U.S. Wealth Management Adds 2 Practices

J.W. Cole Buys Financial Advisers of America

After $10M Settlement, Time for IBD Strategy Shift?

HighTower Gears Up for Growth

Securities America Fires Latest Salvo in Talent War

Mutual Fund Asset Growth: IBDs, RIAs Outpace Wirehouses

LPL Adds Florida Advisory Team

Dynasty Partners With Canadian Wealth Manager

Wells Fargo Advisor Network Adds 2 Seattle-Area Practices

LPL Near $1 Billion in Net Quarterly Revenue

Raymond James Poised for Earnings Growth After 2Q

Building Ameriprise’s Value Proposition

7 Ways to Go Independent

Raymond James Chief IDs Top Priorities

Honoring the Top Branch Managers of 2013

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