Updated Monday, October 20, 2014 as of 5:23 PM ET
Morgan Lures Advisors with $565M in AUM
Latest Morgan Stanley advisor additions around the country bring a combined $565M in AUM and over $3M in revenue.
More in Recruiting
Merrill Lynch grows its Chicago presence by hiring UBS team with $500M in AUM and nearly $5M in revenue. more »
Expanding its advisor ranks, small broker-dealer Jefferies announced the hire of a rio of Barclays veterans that bring a focus on REITs and MLPs. more »
Caleb Brown and Michael Kitces, founders of New Planner Recruiting, have launched of a new website that focuses exclusively on job opportunities with independent financial planning firms. more »
Deutsche Asset & Wealth Management lured away a managing director from J.P. Morgan. more »
Stifel Financial brings in a veteran Morgan Stanley advisor for a newly created client office in West Chester, Pa. more »
Waddell & Reed picked up an advisor from rival Edward Jones. more »
Wealth management advisory work has evolved from the retail brokerage days of the 1980s, when advisors were considered salespeople. more »
A Morgan Stanley advisor duo with $213 million in AUM has left the wirehouse to join RBC Wealth Management. more »
A former UBS broker was ordered to pay back the wirehouse $1.75 million of his recruiting bonus – the third such million-dollar judgment against him this year. more »
Deutsche Asset & Wealth Management hired a new regional executive from J.P. Morgan. more »
Deutsche Bank AG, the German lender that has pledged to improve controls after criticism from regulators, hired Elizabeth J. Ford from Goldman Sachs Group Inc. as head of compliance for the Americas. more »
Two wirehouse advisor teams, each managing $400 million in AUM, went independent. But wirehouse and regional broker-dealers did not remain idle: Morgan Stanley recruited advisors managing over $600 million in assets, while Raymond James grabbed a million-dollar producer from Merrill Lynch. more »
Raymond James reshuffles its divisions, leading to several management appointments. more »
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