Updated Saturday, December 20, 2014 as of 3:54 PM ET
Advisors on the Move: Raymond James Grabs $2B in Recruiting Spree
Raymond James recruited advisors with about $2 billion in combined assets, including a Merrill Lynch team with $535 million in AUM. Meanwhile, UBS hired a $2.5 million producer and Wells Fargo grabbed a team managing more than $400 million in assets.
More in Regionals
An advisor joined BB&T Scott & Stringfellow to become the firm's latest wirehouse recruit. more »
Raymond James & Associates lured away a wirehouse team with $116 million in AUM. more »
The National Adjudicatory Council upheld an earlier ruling finding Wedbush liable for failure to file accurate and on-time reports of customer complaints and broker registrations. more »
Big producers continued to strike out on their own in 2014. See the year's biggest breakaways. more »
A Wells Fargo team left the wirehouse to join Raymond James & Associates. more »
This year saw a number of mega teams with outsized AUMs switching firms. Here are the biggest recruiting moves of 2014. more »
Raymond James & Associates recruited an advisor managing more than $191 million in assets from regional rival Stifel. more »
The team, known as Madison Street Financial Group, generated $3.5 million in annual revenue. more »
An advisor team generating $6.7 million in annual revenue has left J.P. Morgan Securities for Raymond James & Associates. more »
An ex-Ameriprise franchise advisor was fined and suspended by FINRA for allegedly copying and pasting client signatures onto documents. more »
A new addition to Raymond James & Associates helps further the firm's growth plans. more »
Two Raymond James advisors joined Ameriprise; one went to the employee channel, the other moved to the firm's independent side. more »
Wells Fargo Advisors recruited a veteran advisor generating more than $1 million in annual revenue. more »
The December Issue is now online!


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