Updated Friday, July 3, 2015 as of 11:25 PM ET
Which Firm Has the Happiest Advisors?
Advisors aren't so happy this year, in particular due to changes in comp plans and subpar leadership, according to the new J.D. Power study.
More in Regionals
Rival Edward Jones has grown and wants to keep on growing. more »
"If we don't grow, then we abdicate that opportunity to our competition," says James Weddle, managing partner of Edward Jones, which hopes to surpass Morgan Stanley as the industry's largest brokerage by headcount. more »
On Wall Street unveils the top regional advisors under age 40. They share success stories and plans for future growth. more »
KeyCorp in Cleveland has hired Gary Poth as head of its family wealth division at Key Private Bank. more »
Two advisors left the wirehouse to join the large regional brokerage, representing the latest in a recent string of mega teams that have switched firms. more »
Two recruits joined the regional brokerage from rivals Merrill Lynch and Wye Financial & Trust. more »
The three advisors all joined the super-regional firm from Janney Montgomery Scott. more »
Aggressive transition packages, expiring contracts and deals adding up to a 400% payout for some advisors are helping wealth management firms recruit new teams. more »
Big producers are increasingly breaking recruitment records. Here's the latest, so far. more »
A FINRA arbitration panel ruled in Merrill's favor and against the former wirehouse advisor, although one arbitrator dissented in awarding the firm about $200,000 in attorney's fees. more »
The team generated nearly $4 million in annual revenues while at Morgan Stanley and joined Raymond James' employee channel. more »
The regional firm landed an advisor with more than three decades of experience. more »
Some advisors might land a sizable payout, according to documents seen by On Wall Street. more »
Billion-Dollar Roundup: Where Are the Biggest Teams Moving?
The June Issue is now online!


Industry Events

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

Already a subscriber? Log in here