Updated Saturday, August 29, 2015 as of 8:40 AM ET
A Growing Network: Raymond James to Hold 21st Women's Symposium
Originally a small group of female financial professionals, the firm's annual event for women advisors expects more than 260 participants.
More in Regionals
The regional brokerage lured away three recruits from rivals Wells Fargo and Raymond James. more »
Morgan Stanley advisors managing $2 billion in assets joined UBS. But the wirehouse wasn't the only winner last month in the competition for top talent. See this move and more in our latest recruiting roundup. more »
The new recruits joined the firm's employee and independent channels. more »
Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective." more »
The regional broker-dealer's newest branch manager also worked as a complex director for Merrill Lynch. more »
The 25-year veteran will fill a newly created position overseeing trading activity for the firm's wealth management and capital markets business. more »
The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer. more »
Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage. more »
A Hilliard Lyons wealth manager goes the route of independence after spending than a decade in the employee channel. more »
Barclays advisors overseeing $3 billion recently went independent with Dynasty. But that wasn't the only big move; Merrill recruited multiple teams managing more than $2.5 billion. See these and other moves in our latest roundup. more »
Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds. more »
Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel. more »
A $1.6 million producer left J.P. Morgan to rejoin the Canadian bank's U.S. brokerage. more »
Advisors on the Move: UBS Lures a $2B Mega Team
The August Issue is now online!


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