Updated Sunday, July 13, 2014 as of 1:52 PM ET
Raymond James Lands $575 Million Team
A UBS advisor team managing over $575 million in assets has left the wirehouse to join Raymond James.
Managing director Henry Hauser, advisor Suzette Dybiec, senior registered client service associate Jolie Raine have joined theBexley, Ohio office of Raymond James & Associates, the firm's employee broker-dealer.   more »
More in Regionals
With the acquisition of broker-dealer McAdams Wright Ragen complete, Baird has grown to more than 800 advisors and $125 billion in assets. more »
Ameriprise enticed away a Morgan Stanley advisor who generated $1 million in annual revenue, according to a spokesman for the regional broker-dealer. more »
OnWallStreet's annual ranking of top wirehouses and regional broker-dealer firms in the employee advisory channel gives an encouraging snapshot of the wealth management industry. This year’s analysis from surveys and both corporate and public filings shows growth across the board. more »
OnWallStreet's annual ranking of the wealth management industry's top wirehouses and regional broker-dealers shows continued growth at these firms but they still face challenges growing their business. See which firms ranked highest and how the industry's leaders plan to stay on top. more »
For clients, is one type of firm, business model or fee structure better than another? more »
Clarity in strategic vision and compensation boosts advisor satisfaction, according to a new J.D. Power & Associates study. more »
Stifel lured away advisors managing about $500 million in assets from its rivals. But the St. Louis-based firm was not alone in recruiting top talent. Wells Fargo pulled in four advisors managing more than $450 million from rivals UBS and Morgan Stanley. more »
Father-and-son advisor team managing more than $200 million in assets left Sterne Agee for Raymond James. more »
A Stifel advisor team that managed almost $200 million in assets has left the firm to join Raymond James & Associates. more »
An advisor team managing more than $170 million in client assets has left UBS to join Stifel, Nicolaus. more »
Sterne Agee Group's former chief executive officer faces a U.S. probe into whether he misused company assets such as airplanes, boats, hunting clubs and condominiums, a person with knowledge of the matter said. more »
Two former RBC advisors managing about $230 million in combined assets jumped to Baird. more »
A trio of former Raymond James advisors has moved to Stifel, Nicolaus, the traditional employee broker-dealer of Stifel Financial. more »
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