Updated Sunday, July 13, 2014 as of 1:52 PM ET
Raymond James Lands $575 Million Team
A UBS advisor team managing over $575 million in assets has left the wirehouse to join Raymond James.
Managing director Henry Hauser, advisor Suzette Dybiec, senior registered client service associate Jolie Raine have joined theBexley, Ohio office of Raymond James & Associates, the firm's employee broker-dealer.   more »
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Clarity in strategic vision and compensation boosts advisor satisfaction, according to a new J.D. Power & Associates study. more »
Stifel lured away advisors managing about $500 million in assets from its rivals. But the St. Louis-based firm was not alone in recruiting top talent. Wells Fargo pulled in four advisors managing more than $450 million from rivals UBS and Morgan Stanley. more »
Father-and-son advisor team managing more than $200 million in assets left Sterne Agee for Raymond James. more »
A Stifel advisor team that managed almost $200 million in assets has left the firm to join Raymond James & Associates. more »
An advisor team managing more than $170 million in client assets has left UBS to join Stifel, Nicolaus. more »
Sterne Agee Group's former chief executive officer faces a U.S. probe into whether he misused company assets such as airplanes, boats, hunting clubs and condominiums, a person with knowledge of the matter said. more »
Two former RBC advisors managing about $230 million in combined assets jumped to Baird. more »
A trio of former Raymond James advisors has moved to Stifel, Nicolaus, the traditional employee broker-dealer of Stifel Financial. more »
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