Updated Friday, August 1, 2014 as of 8:24 PM ET
Raymond James Reels in $1.9M UBS Team
Raymond James & Associates has pulled in two advisors from UBS, where the duo generated annual fees and commissions of about $1.9 million.
Matthew Rogers and Mark Christopher Norton signed on with the regional broker-dealer at its Portland, Maine-based offices. The team operates as Rogers Norton Wealth Management Group of Raymond James. Also joining the team from UBS is Adele Jacque, senior registered sales associate.   more »
More in Regionals
Wunderlich Securities picked up an advisor with $70 million in client assets from Raymond James & Associates. more »
Raymond James is launching a new education campaign to arm the firm's advisors with tools and techniques based on research from MIT's AgeLab. more »
As the firm pursues growth, Raymond James executives are striving to maintain its intimate feel and regional firm culture. more »
Record quarterly profits of $122.7 million were boosted in part by the performance of the regional firm's private client group. more »
Midwest assistant regional director Matt Ransom has been promoted to vice president of new financial advisor training and development for its HNW education and practice management team. more »
Raymond James has lured away two advisors managing $100 million in client assets from UBS. more »
Baird and McAdams Wright Ragen will combine offices in Portland, Ore., following Baird's recent acquisition of the Seattle-based broker-dealer. more »
Benjamin F. Edwards grabbed nearly a dozen advisors and opened offices in three states. more »
D.A. Davidson gets a facelift as the regional firm nears its 80th anniversary and enters a new period of growth. more »
Raymond James & Associates lured away a UBS advisor team managing $575 million in assets. more »
With the acquisition of broker-dealer McAdams Wright Ragen complete, Baird has grown to more than 800 advisors and $125 billion in assets. more »
Ameriprise enticed away a Morgan Stanley advisor who generated $1 million in annual revenue, according to a spokesman for the regional broker-dealer. more »
OnWallStreet's annual ranking of top wirehouses and regional broker-dealer firms in the employee advisory channel gives an encouraging snapshot of the wealth management industry. This year’s analysis from surveys and both corporate and public filings shows growth across the board. more »
Lists
2014 Summer Reading List for Advisors

Current Issue

The June Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

August 10, 2014 |

September 9, 2014 |

September 17, 2014 |

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here