Updated Saturday, January 24, 2015 as of 10:48 PM ET
RBC Promotes Branch Manager
An advisor at RBC has been promoted and will oversee six wealth managers.
More in Regionals
When does it make sense to buy your list of clients? Attorney Alan Foxman explains. more »
Royal Bank of Canada is ready to take another shot at U.S. banking, agreeing to buy City National in Los Angeles. more »
But while quarterly earnings at the company's wealth management unit dropped 7% from the previous quarter, they were up 30% year-over-year. more »
Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets. more »
Two advisors left Wells Fargo to join Stifel. more »
An advisor managing more than $188 million in client assets joined Raymond James & Associates. more »
Kevin Reed, head of wealth management for Janney Montgomery Scott, explains how the firm is shifting its focus to meet the needs of a "new breed of FA." more »
Raymond James lured away a UBS advisor managing more than $120 million in assets. more »
Anastasios "Tommy" Belesis, the former head of John Thomas Financial, was barred from the brokerage industry for life by FINRA for trading ahead of clients' orders. more »
An Edward Jones advisor managing more than $114 million in client assets joined the Raymond James independent channel. more »
Two advisors left RBC to join Raymond James' employee channel. more »
Stifel Nicolaus lured away a 36-year veteran advisor from RBC. more »
An advisor managing $215 million in assets left Merrill Lynch to join the regional firm. more »
The January Issue is now online!


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