Updated Wednesday, March 4, 2015 as of 11:12 PM ET
Advisors on the Move: Merrill Grabs $1.2B Team
Also, Raymond James added two $2.6 million producers advisors who last worked at RBC. However, Raymond James wasn’t the only winner. See these and all the latest advisor moves in our latest recruiting roundup.
More in RIAs
Raymond James & Associates tapped a former Morgan Stanley exec and RIA co-founder as regional director. more »
Veris Wealth Partners, an RIA specializing in sustainable investing, recruited the advisor, who was managing $500 million as a portfolio manager. more »
The Institute for the Fiduciary Standard is asking for input from the industry in its effort to help consumers distinguish between fiduciary advisors and "product sellers." more »
Did you read the most recent SEC funding memo to Congress? Bob Veres did -- and if he had the ear of Mary Jo White, here's what he'd say to her. more »
'Adviser' vs. 'advisor': A conversation with one regulatory expert raises questions about the ways that RIAs brand themselves to clients. more »
No matter how clean your paperwork is, a regulatory audit can still be nerve-racking. Here's how ours felt. more »
As their interest income dwindles, banks are looking to bulk up their wealth management businesses in a bid to boost their fee-based revenue. more »
President Barack Obama throws his support behind the Department of Labor's fiduciary proposal; advisors take to Twitter to voice their reply. more »
After the company combines its custodian and clearing businesses and launches a new tech division, advisors should be alert to any service changes. more »
The liabilities your broker-dealer faces when supervisors oversee wealth managers both inside and outside your practice. more »
The former wirehouse group is larger than Dynasty's biggest recruiting grab in 2014. more »
While regulatory costs pulled-down full-year profits, the giant IBD seemed to turn a page at year end with a 9.8% spike in fourth-quarter earnings. more »
The robo advisor plans to add 90 to 120 new employees and add resources to Betterment Institutional, which already works with 90 advisory firms. more »
The March Issue is now online!


Industry Events

March 4, 2015 |

April 22, 2015 | Plantsville, Conn.

April 26, 2015 |

June 18, 2015 | New York Hilton Midtown, New York, NY

June 24, 2015 | Chicago, IL

Already a subscriber? Log in here