Updated Thursday, July 30, 2015 as of 8:09 AM ET
Thumbs-Up for Economy, Robo Move at LPL Focus
"Make no doubt about it, we are not near a recession," says LPL chief investment officer Burt White.
More in RIAs
The independent broker-dealer knows it’s in a dogfight to stay competitive in a sellers’ market. more »
Two former employee advisors with $240M in AUM join independent firm. more »
Comparing its authority to that of sororities, country clubs and other trade organizations, the CFP Board convinced a federal judge to throw out planners' fee only lawsuit. more »
Suggesting that the financial advice industry has evolved into robos, says former SEC Commissioner Steve Wallman, "is like saying the oceans have evolved into swimming pools." more »
With the bank's deal to sell its wealth management business to Stifel still pending, many advisors have jumped to either rival wirehouses or launched their own independent practices. more »
To appeal to this demographic, this advisor focuses on technology, fee structure and building a strong online presence. more »
Morgan Stanley, Merrill Lynch and other firms have been benefiting from defections from Barclays. But those firms weren’t the only winners in the competition for top talent. See these moves and more in our latest recruiting roundup. more »
Three recruits from the wirehouses join the hybrid RIA Washington Wealth. more »
Holding special events and activities for clients can strengthen relationships with wealthy individuals in your business, as long as advisors keep within compliance. more »
With more than $23 trillion in high-net-worth investor assets still held outside of the industry, advisors still have "a huge opportunity," says Jonathan Beatty of Schwab Advisor Services. more »
Even as a first step for clients seeking information on advisors, BrokerCheck is under scrutiny by advocacy groups. more »
Aggregator adds myCIO to its four previous investments Veritable, Clarfeld Financial, Baker Street Advisors and Welch & Forbes. more »
LPL has brought six teams on board worth approximately $2.8 billion in combined client assets to its RIA platform since February. more »
The June Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

November 12, 2015 | Salt Lake City, Utah

February 10, 2016 | Marriott Harbor Beach Resort, Ft. Lauderdale, Fla.

Already a subscriber? Log in here