Updated Sunday, May 24, 2015 as of 1:23 PM ET
Wealthy & Stressed Out Clients? How $1.3B Advisor Helps
Several of Steve Janachowski's clients are wealthy professionals with high incomes, but a lot of retirement uncertainty.
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Summit Financial, based in Westlake Village, Calif., is a primarily fee-based RIA offering clients investment management, insurance and retirement planning, says Triad, which offers advisory firms both a broker-dealer and a fee-based RIA multi-custodial platform. more »
New rules would bog down independent advisors in 'busywork' without producing enforcement gains, Brian Hamburger argues. more »
The former Southwest Securities team had overseen $225 million in assets at the time of their departure. more »
With a strategy to directly target institutional investors, Trizic, a digital wealth management technology startup, has attracted $3 million in seed funding. more »
King Financial Network president says the team went private for better accessibility and technology. more »
Planners learn strategies for guiding soldiers and veterans on unique financial challenges. more »
Whether they like it or not, RIAs must pay careful attention to their firms' compliance practices. Here are 23 important guidelines to follow. more »
Key to the hire was ex-Fortigent CIO Scott Welch's strong relationships with many of the country's top RIA wealth managers. more »
Independent advisors are bucking the broader trend and going to work for wirehouses and regional firms, ditching managerial tasks for simplicity and payoff. more »
Impressed by LPL's size and scale, Faubourg Private Wealth Advisors also liked the idea of working with super-OSJ Level Four for additional flexibility, the firms' investment models and multi-custodian platform. more »
It doesn't have to be long, but your annual business plan should be on paper. Here's why advisors should write out their plan each year -- and what they should include. more »
The aggregator says a total of 55 firms have signed contingency agreements with its partner firms. more »
By acquiring fintech companies Upside and Finance Logix, financial advisor platform and service provider Envestnet is betting that the best wealth management model combines human advisor-client relationships with the latest technology. more »
Advisors on the Move: Wells Fargo Nabs $650M Team
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