Updated Monday, July 28, 2014 as of 2:14 AM ET

Management Tip: Is Your Org Chart Helping You Grow?

Planner Threatens Suit After CFP Board Order

No End to Breakaway Frenzy?

Securities America Deal Adds $2.4B in Assets, 268 Advisors

'Profession Concerned About Wrong F-Word,' CFP Board Chairman Says

New Boost for RIA Exam Funding Bill

New Breakaway Firm Helps $600M Morgan Stanley Team Go Independent

Exclusive: Focus Loses Second Exec in 2 Months

Branding Challenge: Time to Take Your Name off the Door?

American College Redesigns ChFC Designation

Comprehensive Planning: Time to Add Staff?

Do Independent Advisors Oppose Expected DoL Fiduciary Rule?

RIAs' AUM Growing by 12.8% Annually, Schwab Study Finds

Advisors Looking for More Training, Guidance on Social Security Tools

Steward Partners Lands $3 Million Morgan Stanley Team

LPL Deal Targets Bigger Share of Retirement Plan Market

Edelman Aims at 'Finish Rich' Author's Millions of Readers

Triad Stays Hot With Hybrid Model

Solo RIA: Lessons From Year 1

39 Great Ways to Improve Your Practice

Employees vs. Independents

Happiest Advisors Have Clarity

NAPFA Faces Member Loss After Fee-Only Rule Change

Advisors Push Lawmakers on RIA Exams, Uniform Fiduciary

How to Succeed When Projects Fail

SEC Advisor Oversight Zeroes in on Arcane Practice Areas

12 Sales Tips From 'Elite' Advisors

What Defines Advisor Success? Pershing IDs 3 Factors

Fee-Based: 5 Reasons to Make the Switch

All Clients Crave New Tech

New Power Broker: Q&A With Nicholas Schorsch

HighTower CEO Slams Wirehouse 'Masqueraders' & 'Mediocre Advisors'

CFP Board Aims to Fix Its Fee-Only 'Mistake'

How to Fix Your Incentive Pay

FINRA Chief Welcomes Alternate Plan for Advisor Oversight

Fiduciary Standard Debate Prompts Dispute at SEC

CFP Board Aiding NAPFA Members in Fee-Only Bind

Advisor Reality Check: How Business Savvy Are You?

Should Firms Settle Regulatory Cases? Study Says No

23 Tips for Selling a Solo Practice

How Robo Advisors May Affect M&A Deals

Raymond James' Custodian Group Picks Up New RIA

Merger Boosts Big RIA to $3B in AUM

Despite Pledge, Valerie Brown Out in RCS Capital Shuffle; Larry Roth Tapped

Advisors on the Move: Merrill Lynch Lands $3 Billion Team

RIA Suspension Hits Dynasty Growth Plans

HighTower Lands $600M Morgan Stanley Team

Former Wirehouse Manager Wants to Help Advisors Go Independent

Advisory Firm Charged With Fraud; Allegedly Hid Client Losses

Avoid Getting Hacked: 3 Quick Tips

Why Soldiers Need Financial Help

Could Financial Planners Help Stem the Rate of Military Suicides?

What Drives Firm Value? 5 Critical Factors

New Rules for Firm Valuations

RIA Doubles AUM With Morgan Stanley Pickup

HighTower Lures Away 3 Wells Fargo Advisors

$600,000 Legal Tab in CFP Board Lawsuit?

How Independent Advisors Can Beat Wall Street

Mariner Nears $10 Billion With Latest Addition

Cerulli IDs $74 Billion Exit From Wirehouses

SEC Charges RIA With Kickback Scheme

Washington Wealth Nets Breakaways With $150M

Navy Veteran to Lead NAPFA

3 Smart Habits of 'High-Performing Advisors'

GenSpring AUM Plunges as Executive Exits Continue

Senior Exec Exits LPL; Firm Cites 'Concerns' Over Interactions With Employees

4 Critical Trends for Wealth Management: Online Integration & More

Focus Financial Adds 9th Firm This Year

Advisors Beware: Single Data Breach 'Can Bring Down' a Practice

New Kitces Network to Target Planners for Gen X & Y

Billion-Dollar Breakaways Join New Lebenthal Firm

'Robo Advisors' Set to Snag Spotlight at Tiburon CEO Summit

Camardas Ask Court to Force CFP Board's Hand

Male RIA Execs Draft All-Female Advisory Board

RIAs Warned of Heightened SEC Scrutiny

Big Shift Needed for Retirement Planning?

Fidelity to Launch Retirement Plan Tools for RIAs

United Capital to Offer Stock Buyback to Advisors

Ex-NAPFA Chairman Sent Straight to Prison in Fraud Judgment

CFP Board Aims for New Academic Center & Journal

New Investing Trends for Wealthiest Families

Advisors Falling Short on ID Theft?

SEC Won't Rewrite Advisor Compliance Rules for Social Media

Washington Wealth Hopes to Lure More Advisors With NFP Deal

Advisors Express Doubts on Vanguard's Actively Managed ETF Push

Conflict Disclosures: SEC Warns of Top Issues

SEC Warning: Small Firms Won't Get a 'Pass' on Cybersecurity

'Bright Future' as Independent Channel Gains Marketshare

SEC to Accelerate Uniform Fiduciary Push

Brrr...LPL Cites Bad Weather for Recruiting Slowdown

SEC to Scrutinize Advisor Self-Dealing

SEC Oversight Advocates Push Fight to Next Level

Dual Registrants, Alternatives Top SEC's Concerns

Advisor M&A: Who's Buying RIAs Now?

Wealth Management on Pace to Become Growth Engines for Banks

Merrill Breakaways Team Up to Partner With Dynasty

Lack of Scale Behind First Commonwealth RIA Deal?

Ousted LPL Exec Advising Planning Startup

CFP Board Taps Ex-Regulatory Official for Disciplinary Panel

Schorsch Pledges 'No Pressure' to Sell Nontraded REITs

Affluent Investors Eye Commercial Real Estate

Schorsch's Expanding Empire Targets Mass Affluent

Exclusive: Nicholas Schorsch's Shopping List

B-D Fined $175,000 Over Supervisory, Suitability Failings

$300M Merrill Breakaway Team Joins HighTower

SEC to 'Intensify' Advisor Scrutiny

Wells Fargo Breakaways Sign With Dynasty

LPL's Victor Fetter: Technology as Advisor Advantage

Productivity, Recruiting Push LPL Revenue to Record

Document Management Company Finds Paperwork Payoff

4 Advisors Stripped of CFP Mark

FSC Snags $300M Morgan Stanley Team

What Top Advisors Get Right on Tech

Breakaway Brokers Have a New Suitor

CFP Board Aims for 81,000 CFPs

Want Details on Recruiting Deals? There's an App for That

Commonwealth and LPL Swap Firms

TD Ameritrade, Ameripise Join CFP Board's Women’s Initiative

5 Great Ideas for Cool Client Events

CFP Board to Update National Ad Campaign

Time to Step Up Client Experience, Says Carson at TD Conference

New TDAI Efforts: Retirement Plans, Next-Gen Recruiting

Next-Gen Advisor Shortage Demands Hiring Reforms

Billion-Dollar Team Leaves UBS, Goes Independent

Pershing Chief: Advising 'Isn't a Boomer Business for Long'

FSI to Target State Issues in 2014

Judge Rules Against CFP Board in Camardas Lawsuit

Dynasty Bolsters Business Development Team

Dually Registered Channel Assets Growing Fastest, Study Finds

Exclusive: RCAP's Schorsch "Taking a Run at Everybody," Says Cambridge's Schwartz

Deal for Cetera Takes Advisors By Surprise

Edelman Adds Tiburon Founder to Board

New Mega Firm: RCAP Announces $1.15B Acquisition of Cetera

CFP Board Declines to Answer Deposition Questions in Planners' Lawsuit

Highline Adds 2 New Advisor 'Tuck-ins'

Underfunding SEC Puts Investors at Risk, Groups Warn

Advisor Group CEO: Looking for Acquisitions

Frustrated With Wirehouses, Firm Joins LPL

SEC to Step Up Reviews of New and Unexamined Advisors

LearnVest Falling Short of Hype?

Family Offices Face Growing Squeeze

Focus Lands 'Unprecedented' $550M Credit Deal From Banks

Raymond James Lands Advisory Team from LPL

Forecast: More Advisor Deals Coming

2 Suntrust Advisors Bolt for LPL

How Can Advisors Detect Lying Clients?

Dynasty Rolling Out More Firepower to Boost Business in 2014

CFP Board Seeks to Quash 'Annoyance,' 'Expense' of Lawsuit

It's Official: Presidio Names Schade CEO

46% of Planners Have No Retirement Plan, FPA Finds

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