Updated Wednesday, August 20, 2014 as of 12:36 PM ET
Is Your Succession Plan a Fiduciary Breach?
Are advisors doing clients a disservice when they prepare to hand over the reins?
More in Succession Planning
The industry talks a lot about transparency, but issues get tricky when you’re working with families, money and personal relationships. more »
Small firms need continuity strategies to protect themselves if an advisor dies or is incapacitated. more »
Attendees at the recent Women Advisors Forum, held in New York, shared tips and experiences when helping clients fund philanthropy, branding their practices and investing fine arts. And advisors heard from industry veterans like Sallie Krawcheck. See the smartest takeways from the conference in our slideshow. more »
The merger creates $1.9 billion independent powerhouse in Florida; boosts succession plan for next generation in both firms. more »
When plans for an external sale faltered, Quest Capital Management looked closer to home and found a better solution. Here's what the partners learned. more »
Whether you're selling right now or next decade, there are many ways to make any solo practice appeal to buyers. more »
'If the goal is to maximize value, selling to an external buyer is always better,' says Pershing's Mark Tibergien. 'If the goal is based on commitments to clients and associates, selling internally is better.' more »
Developing successful training programs that embrace Millennial advisors is the single most important way to attract and maintain the wealth of this new generation. more »
Planners thinking of retirement often seek young partners to share the business. But such pairings can be tricky to pull off. more »
A graying workforce. A homogenous culture. New technologies. With its future at stake, the wealth management industry is finally confronting its many challenges. more »
Beset by a graying workforce, an aging clientele and a shortage of young talent, the wealth management industry is at long last changing course. more »
As they prepare for retirement, senior advisors can help young planners become competent and confident financial advisors. more »
Having a long-term horizon for the sale of a business puts the owner in a better position to optimize tax strategies. It's also an opportunity for advisors angling for the investment business a sale will produce. more »
The August Issue is now online!


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