Updated Wednesday, May 6, 2015 as of 2:35 PM ET
$350M Team Jumps to Raymond James Independent Side
Two advisors that produced $2.15 million in annual revenue joined Raymond James Financial Services, the firm's independent broker-dealer.
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The head of UBS' Client Advisory Group Bob Mulholland is set to retire, and will be replaced by fellow executive Brian Hull according to an internal UBS memo. more »
Two other groups that managed more than $300 million also move to the wirehouse. more »
New hires join the firm's employee and independent channels. more »
Profits fell 1% at the wirehouse's Americas wealth management unit this past quarter, as advisor headcount continued to slide. more »
The trio collectively supervised about 200 advisors who oversaw more than $17 billion in client assets for UBS and Wells Fargo. more »
Learn how these leaders are focused on growing the advisor ranks and helping them build bigger businesses. more »
Find out how this year's elite leaders are backing their advisors and growing AUM. more »
Two wirehouse advisors who oversaw $140 million in assets joined the super regional's employee advisory ranks. more »
Advisors should understand the personality styles of their branch managers for financial success, job satisfaction and comfort within their own firm. more »
The wife of Home Shopping Network co-founder Roy Speer is seeking upwards of $170 million in damages for excessive trading and breach of fiduciary duty in a case pending before FINRA. more »
"The bar of expectations among advisors has been raised by their experience with a best-in-class website," says the author of a new report in which advisors ranked fund managers. more »
Collectively, the new recruits from Wells Fargo, Morgan Stanley and A.G. Edwards managed a total of $600 million in assets before joining the firm. more »
These leaders are finding it more difficult to keep a balance between advisors and their firms. more »
Advisors on the Move: Morgan Stanley Loses $750M Team
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