Global Investing: Opportunities Abound Its no surprise that global investing is becoming an increasingly important part of client portfolios. Fund manager Jonathan Brodsky talks about big picture trends that have been shaping the global investing landscape.
Raymond James Unveils New Advisor Pricing Scott Curtis, president of Raymond James Financial Services, describes the new model and how it fits into the firm's plans for growth.
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Inertia, caution and waiting for clearer regulatory guidance on social media compliance keeps some financial firms behind the trends, says Blane Warrene says.
Austin Philbin, of Dynasty Financial Partners, explains why athletes are often led astray when it comes to finances -- and suggests how advisors can do a better job working with them.
Despite all the talk of economic recovery, turmoil is still apparent in the financial services sector, including the parent companies of brokerage firms. With many of the biggest changes now past us-complete with merged companies being integrated and new executives taking up their posts-the new landscape is just beginning to emerge. And everyone is still adjusting.
Though the biggest brokerage firms are sporting new management, the landscape seems eerily the same since it's been more like musical chairs rather than wholesale change. Still, it will make for interesting theater as 2010 gets underway.
Clearly, some players are up while others are down. And as the firms in this industry make their way back from the economic abyss of the past year or so, uncertainty is still a factor for financial advisors.
Wall Street is in the midst of a transformation. Recognizing this shift, we at On Wall Street felt it was time for us to change as wellin our look and in our content.
The savvy investor and wise financial advisor have long been searching for ways to minimize risk. One tactic is diversification, which includes international investing strategies.
Packages get lowered. Brokers get hired. Markets have tanked. Retention offers are shrinking. And yet, according to the experts in our 10th Annual Recruiters Roundtable, there are still opportunities, if you know where to look.
From bankruptcies to bailouts, the brokerage business changed overnight. Uncertainty and pain may give way to opportunity. But the question is: how soon?
As we head into the final months of the year, volatility in the markets remains unchecked, Fannie Mae and Freddie Mac have been bailed out and (as I write this) Lehman is the next firm on the verge.
Much has changed since trading markets multiplied more than 100 years ago. At one point there were as many as 1,600 exchanges. Today there are only six. The landscape of regional brokerage firms has taken a similar path.