Updated Wednesday, May 22, 2013 as of 2:09 PM ET
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401k Plan Advisor - new business opportunities fee disclosur
1 post • Page 1 of 1
401k Plan Advisor - new business opportunities fee disclosur
Can anyone direct me to any articles, on service agrrements, or model fee disclosures or norms for reasonable fees to charge for 401k Fidcuciary 3(21) services with built -in invesmtnemt advice & financial planning to participants to a 401k plan?
I am a dually RR and an IAR CFP,CLU, ChFC, etc. and have clients who are happy with their bank sponsored 401 k platform. But want more hand holding, individual advice plan advice more support and English translations of the DOL regs as well as my attentiveness in our brave new world of DOL. fee disclosures and heighten fiduciary awareness.
Any idea or suggestions will be appreciated by me and my Broker Dealer / RIA. I shall be enrolling in the FIA program soon to invest in my education.
Thank you
Roy Goldberg
I am a dually RR and an IAR CFP,CLU, ChFC, etc. and have clients who are happy with their bank sponsored 401 k platform. But want more hand holding, individual advice plan advice more support and English translations of the DOL regs as well as my attentiveness in our brave new world of DOL. fee disclosures and heighten fiduciary awareness.
Any idea or suggestions will be appreciated by me and my Broker Dealer / RIA. I shall be enrolling in the FIA program soon to invest in my education.
Thank you
Roy Goldberg
- Roy G
- Joined: Thu Nov 13, 2008 10:30 am
1 post • Page 1 of 1
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