Most Recent Polls

• May 5, 2008

  On Tuesday, the Democrats will hold primaries in Indiana and North Carolina. Will the Democrats have a nominee on Wednesday?

• April 28, 2008

  To what extent have you replaced clients' mutual funds with exchange traded funds?

• April 21, 2008

  Are we in a recession?

• April 14, 2008

  Pre-dispute arbitration panels are fair to all parties: the investor, the advisor, and the investment firm.

• April 7, 2008

  Do you favor Treasury Secretary Paulson's plan for regulatory overhaul?

• March 24, 2008

  For clients with highly appreciated stock it makes more sense to donate securities than cash to save on capital gain liabilities

• March 17, 2008

  Since the conclusion of the 2007 FPA vs SEC court decision, have clients begun to ask about fiduciary standards at your office?

• March 10, 2008

  Have regulators gone too far in their compliance requirements?

• March 3, 2008

  Do annuities providers do enough to explain their products?

• February 25, 2008

  Do you feel you have all the training you need to expertly manage clients' retirement income?

• February 14, 2008

  How prepared are you for the implementation of FINRA Rule 2821?