Updated Tuesday, September 1, 2015 as of 2:03 AM ET

Industry

Two former advisors allege they were punished and eventually fired for reporting misconduct including trainees and interns entering trades as well as misleading clients during cold calls.  More »
Deutsche Bank co-Chief Executive Officer John Cryan is considering the biggest overhaul of the lender’s management structure in more than a decade, according to a person with knowledge of the matter.  read more »
Melissa Duffy and Paige Todorich join HighTower in Portland, Maine.
The new recruits join the firm's now $650 million Simmons Wilkes Investment Advisor team.  read more »
Multifamily office CEO Joe Votava cites work conflicts and family issues in his decision, while critic suggests the Camarda lawsuit is driving off leaders.  read more »
Assets under management have surged for some of the biggest U.S. wealth managers, according to new data from Scorpio Partnership. See who topped the list this year.  read more »
Commentary: The acquisition of a robo by the world's largest asset manager is a reminder to advisors they must provide technology that appeals to consumers in a modern, constantly connected world.  read more »
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Raymond James Rides Recruitment Wave
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Industry Events

September 30, 2015 | Hilton Niagra Falls, Niagra Falls, On.

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

November 12, 2015 | Salt Lake City, Utah

February 10, 2016 | Marriott Harbor Beach Resort, Ft. Lauderdale, Fla.

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