Inspired by his football coach to consider planning, Raymond James complex manager Tony Barrett has focused on team success and the inclusion of African American advisors.
Advisors may want to highlight the tax- savings strategies recently made permanent by Congress for investing in QSBS, REITs and more.
Advisors have been easing off on stocks as clients express a long list of concerns about global markets.
FINRA wonít release details of an interview with a client who filed a complaint against an advisor who claimed the concerns were vague, according to attorney Alan Foxman.
FINRA's system for ensuring the integrity of advisorsí BrokerCheck records is broken but can be fixed, securities lawyers and other experts say.
Despite a ban, firms still offer clients money to not fight brokers' bids to purge their public records, lawyers say.
A study of 89 years of returns produces surprising insights about holding a portfolio for a very long time.
Itís not just about making money. Advisors do a big service when they help their clients use their money to improve their lives.
Research shows there are more payoffs to transparency than just meeting stringent compliance and regulatory demands.
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