Updated Wednesday, July 30, 2014 as of 1:19 PM ET

OnWallStreet's annual ranking of top wirehouses and regional broker-dealer firms in the employee advisory channel gives an encouraging snapshot of the wealth management industry. This year’s analysis from surveys and both corporate and public filings shows growth across the board.

Despite declining numbers, defined-benefit plans are in vogue with small business owners and the advisors who serve them.

For clients, is one type of firm, business model or fee structure better than another?

Even minor run-ins with the law can haunt you if you don't report them properly.

UBS' Barry Ringelheim has seen enormous changes in the industry during his 46-year career as a financial advisor. But he says earning clients' trust remains the foundation of the business.

"Smart beta" ETFs are attracting funds from both active managers and passive indexes.

Advisors are using an array of sophisticated techniques to build engagement with existing HNW clients and garner interest from new ones. Here are 14 ways to win and retain ultra-wealthy clients.

Are mutual funds hurting your clients' portfolios at tax time?

Lists
2014 Summer Reading List for Advisors

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