Updated Wednesday, January 28, 2015 as of 1:42 AM ET

Oppenheimer to Pay $20M Over Penny-Stock Sale Violations

Investing Strategies for a Strong Dollar

AICPA Asks Congress to Provide Relief to Taxpayers Who Miss Deadlines

2 Big Producers Jump to Raymond James

AMG Wealth Partners to Acquire $5.2B Baker Street Advisors

Ex-UBS Broker Owes $4M in FINRA Arbitration

$200M UBS Team Joins RBC

Breakaways, Banks & Wealth Managers Seen Leading RIA Deals in 2015

Cetera Rolling Out Platform Upgrade

Making Long-Term Care Insurance More Affordable: Retirement Scan

Raymond James Advisor Grabs: UBS, J.P. Morgan and D.A. Davidson

Warning: Bond Funds That Act Like Stocks

Former J.P. Morgan Rep Barred, 2 Others Suspended and Fined

Advisors With Combined $330M AUM Join Waddell & Reed

Asset Gap: Just How Big Is Focus Financial?

$225M Merrill Team Joins Snowden Lane

Morgan Stanley Gives Gorman $4.44 Million Stock Bonus for 2014

Hollywood Bankers' City National Shares Valued at $704 Million

Which States Tax Social Security Benefits?: Retirement Scan

Investor Confidence Up in Morgan Stanley Poll

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