Updated Tuesday, August 4, 2015 as of 7:58 PM ET

Chris Christie Calls for Raising Retirement Age: Retirement Scan

Dogged by Puerto Rican Troubles, UBS Dodges $2.5M Arbitration Claims

Ex-Deutsche Bank Employee Wins $3 Million FINRA Award

Raymond James Snags $700M FiNet Team

$1.3B RIA Teams With XY Planning Network & Co-Founder

Regions Bank Bolsters Insurance Business

$2.5M Morgan Team Jumps to Merrill

JPMorgan Questioned on Private Bank’s Hedge Fund Disclosures

Despite Improvements, Social Security Needs Bigger Fix: Retirement Scan

Ex-CFP Board Compliance Chief Switches Sides

Stifel Grabs $300M Team From Morgan

After LPL Outsourced Service to India, Advisor Jumped to Raymond James

Young Advisors on How to Grab Clients

Branching Out: From Selling Insurance to Managing Advisors

Mindset Matters: Why Optimism Is Crucial to Your Biz

Grab a GRAT Before It’s Too Late

Newly Elected FINRA Leader Raises Fiduciary Hackles

How to Recruit Your Junior Advisor

Slott: IRA Pitfall to Avoid

When Advisors Are the Best Recruiters

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The August Issue is now online!


Industry Events

November 3, 2015 | The Broadmoor Hotel in Colorado Springs, Colorado

November 4, 2015 | New York Hilton Midtown, New York, NY

November 12, 2015 | Salt Lake City, Utah

February 10, 2016 | Marriott Harbor Beach Resort, Ft. Lauderdale, Fla.

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