Updated Thursday, July 24, 2014 as of 5:38 PM ET
Practice - Regulatory/Compliance
Dodd-Frank Rules Reshaping Advisor Landscape
by: Kenneth Corbin
Tuesday, November 13, 2012
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Since the implementation of a new set of registration requirements under the Dodd-Frank financial reform bill, the regulatory landscape for investment advisors has shifted dramatically, according to data compiled by the SEC's Division of Investment Management.

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