Updated Thursday, June 20, 2013 as of 7:07 AM ET

Email This Article

Enforcement Director to Leave SEC

Matt Ackermann

As advisors wait to see whether they'll be regulated by the SEC or FINRA, the SEC announced that its enforcement director, Robert Khuzami, will leave the agency.

Login for Registered Users:

Log in below to email an article:

Lists
9 Cool and Useful Apps for Advisors This Summer
Guides and Supplements
30-days-30-ways-2013

Current Issue

The June Issue is now online!


TWITTER
FACEBOOK
LINKEDIN
Quick Polls
Are You Considering Changing Firms This Year?
Yes, to Another Wirehouse or Regional Firm.

14%

Yes, Considering Independence.

14%

No.

71%

Industry Events

June 20, 2013 |

June 24, 2013 | Miami Beach, FL

July 30, 2013 | Las Vegas, NV

August 7, 2013 | San Diego

September 22, 2013 | New Orleans, LA

Already a subscriber? Log in here