Updated Saturday, July 12, 2014 as of 4:05 PM ET
Practice - Regulatory/Compliance
FINRA Orders Wells Fargo Broker to Pay $650,000 in Restitution
Wednesday, March 6, 2013

The Financial Industry Regulatory Authority has barred an ex-Wells Fargo broker and ordered him to pay $650,000 plus interest to a former client on the grounds that the advisor allegedly defrauded a client of at least the same amount.

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