Updated Wednesday, April 1, 2015 as of 9:25 PM ET

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FINRA Clarifies Suitability Terms

Mason Braswell

The rule has been the most common ground for disciplinary action so far this year, according to an analysis by the law firm Sutherland Asbill & Brennan.

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Advisors on the Move: Merrill Loses Billion-Dollar Advisor, Lures Teams With $800M
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