Email This Article
FINRA Fines Total $68 Million in 2012
The Financial Industry Regulatory Authority assessed financial firms and individuals $68 million in fines in 2012 and ordered them to pay a record $34 million in restitution to investors, the regulator announced Tuesday.
Login for Registered Users:
Log in below to email an article:
- Yes, to Another Wirehouse or Regional Firm.
- Yes, Considering Independence.