Updated Tuesday, July 22, 2014 as of 3:35 PM ET

Email This Article

FINRA Fines Total $68 Million in 2012

Jonathan Hemmerdinger

The Financial Industry Regulatory Authority assessed financial firms and individuals $68 million in fines in 2012 and ordered them to pay a record $34 million in restitution to investors, the regulator announced Tuesday.

Login for Registered Users:

Log in below to email an article:

Lists
2014 Summer Reading List for Advisors

Current Issue

The June Issue is now online!


TWITTER
FACEBOOK
LINKEDIN

Industry Events

August 10, 2014 |

September 9, 2014 |

September 17, 2014 |

September 20, 2014 |

September 28, 2014 |

Already a subscriber? Log in here