Updated Thursday, April 17, 2014 as of 5:38 AM ET

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FINRA Suitability Rule at Forefront of Group's Reg Agenda

Kenneth Corbin

Alarmed at a set of conditions that could invite sales abuses and eventually a market correction, the Financial Industry Regulatory Authority enters 2013 with a warning to investment advisors that the group plans to keep a close eye on the industry and hold advisors accountable to its new suitability rule.

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