Updated Thursday, July 31, 2014 as of 5:30 AM ET
Practice - Regulatory/Compliance
SEC Officials Say Dealers Should Disclose Risky BAB Call Provisions
by: Jonathan Hemmerdinger
Friday, October 26, 2012

CHICAGO Securities and Exchange Commission officials downplayed the potential for the so-called budget "sequestration" Thursday, but said dealers selling Build America Bonds should inform investors of any potentially risky call provisions.

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