Updated Sunday, December 21, 2014 as of 9:49 PM ET

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SIFMA Seeking Progress on Uniform Fiduciary Standard in 1Q

Kenneth Corbin

As regulators continue their work implementing the numerous provisions of the Dodd-Frank financial reform act, a leading Wall Street trade group is hoping that 2013 will see movement on the controversial effort to implement a uniform fiduciary duty for investment advisors and broker-dealers when providing personalized advice to retail clients.

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