Updated Friday, October 31, 2014 as of 5:26 PM ET

Email This Article

SIFMA Seeking Progress on Uniform Fiduciary Standard in 1Q

Kenneth Corbin

As regulators continue their work implementing the numerous provisions of the Dodd-Frank financial reform act, a leading Wall Street trade group is hoping that 2013 will see movement on the controversial effort to implement a uniform fiduciary duty for investment advisors and broker-dealers when providing personalized advice to retail clients.

Login for Registered Users:

Log in below to email an article:

The October Issue is now online!


TWITTER
FACEBOOK
LINKEDIN
Already a subscriber? Log in here