Updated Sunday, May 26, 2013 as of 2:58 AM ET
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SIFMA Seeking Progress on Uniform Fiduciary Standard in 1Q
Kenneth Corbin
As regulators continue their work implementing the numerous provisions of the Dodd-Frank financial reform act, a leading Wall Street trade group is hoping that 2013 will see movement on the controversial effort to implement a uniform fiduciary duty for investment advisors and broker-dealers when providing personalized advice to retail clients.
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