Updated Wednesday, July 9, 2014 as of 11:05 PM ET
Practice - Regulatory/Compliance
FINRA Lists Regulatory & Exam Priorities for 2014
by: Kyle Glazier
Friday, January 3, 2014

WASHINGTON FINRA has identified the suitability of the bonds of distressed municipalities for investors, as well as municipal advisor activity, as areas it will focus on in 2014.

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