Updated Thursday, July 24, 2014 as of 4:27 AM ET
Practice - Regulatory/Compliance
FINRA Lists Regulatory & Exam Priorities for 2014
by: Kyle Glazier
Friday, January 3, 2014
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WASHINGTON FINRA has identified the suitability of the bonds of distressed municipalities for investors, as well as municipal advisor activity, as areas it will focus on in 2014.

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