Updated Saturday, July 12, 2014 as of 5:19 AM ET
Practice - Regulatory/Compliance
Groups Warn SEC Against Watered-Down Fiduciary Standard
by: Kenneth Corbin
Wednesday, June 5, 2013

A broad coalition of advocacy groups is calling on the Securities and Exchange Commission to press ahead with an expansion of a fiduciary standard to hold broker-dealers to identical standards of care for retail client that are already imposed on investment advisors.

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