Updated Thursday, April 17, 2014 as of 5:37 AM ET
Practice - Regulatory/Compliance
2013 Regulatory Forecast: What's on Tap for Advisors?
by: Kenneth Corbin
Sunday, December 30, 2012
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Over the coming year, financial regulators are expected to press ahead with scores of rulemaking proceedings that will affect advisors and their clients. Lawmakers will continue to refine and implement numerous provisions of the Dodd-Frank financial reform bill, while mulling the possibility of expanding oversight of investment advisors.

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