Updated Tuesday, July 22, 2014 as of 9:30 AM ET

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2013 Regulatory Forecast: What's on Tap for Advisors?

Kenneth Corbin

Over the coming year, financial regulators are expected to press ahead with scores of rulemaking proceedings that will affect advisors and their clients. Lawmakers will continue to refine and implement numerous provisions of the Dodd-Frank financial reform bill, while mulling the possibility of expanding oversight of investment advisors.

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