Updated Wednesday, July 23, 2014 as of 2:05 PM ET
Practice - Regulatory/Compliance
Advisor Exams, Money Market Reform 'Front and Center' at SEC
Thursday, May 22, 2014

WASHINGTON -- As the SEC scrambles to work through a litany of regulatory issues stemming from the Dodd-Frank and JOBS acts, two issues advisors have been closely watching are near the top of that to-do list; namely, efforts to expand oversight of RIAs and enacting stabilizing reforms for money market funds.

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