Updated Tuesday, July 22, 2014 as of 7:24 AM ET
Practice - Regulatory/Compliance
SEC Advisor Oversight Zeroes in on Arcane Practice Areas
Friday, June 13, 2014

WASHINGTON Ė The SECís enforcement division has tightened oversight of advisors by focusing on some specific, often-times arcane practice areas, the head of the division said on Wednesday.

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