Updated Friday, July 25, 2014 as of 6:05 PM ET
Practice - Regulatory/Compliance
SEC Oversight Advocates Push Fight to Next Level
Thursday, March 6, 2014
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ARLINGTON, VA. -- The groups representing investment advisors and financial planners that have been advocating for legislation that would enable the SEC to step up its oversight of the RIA sector have shifted gears, turning their lobbying efforts away from the House as they now work to gin up bipartisan support for the measure in the Senate.

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