Updated Sunday, August 30, 2015 as of 3:59 PM ET

SEC Risk Alert: Advisors Falling Short on Alternative Investments

Financial advisors have gotten an SEC warning: Take care when constructing client's portfolios with alternative investments.

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Comments (1)
This is indeed a welcome move. Alternate investments should also fall within the purview of a SEC oversight. It is better to be safe than sorry. Highest professional standards and transparency need to be adopted for alternate investments too to protect the interest of the client and ultimately the economy.
Posted by KIMMY B | Wednesday, January 29 2014 at 1:16PM ET
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