Updated Thursday, April 24, 2014 as of 7:08 PM ET
Practice - Regulatory/Compliance
Senators Question FINRA Broker Records Removal
Friday, December 20, 2013
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Lawmakers this week called on FINRA to explain its policies for expunging investor complaints about brokers from the public record, suggesting that the industry regulator should revisit the extent to which information is removed from the BrokerCheck database.

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