Updated Wednesday, July 30, 2014 as of 3:18 PM ET
Practice - Technology
New Test for Risk Tolerance
Monday, May 5, 2014

For many years, large financial institutions have designed their own risk assessment tools, while most independent advisors relied on similar tools built into a software package that they had purchased. These tools generally passed SEC and FINRA regulatory muster, but there was always a question as to how useful they were in assessing clients’ risk profiles under real-life conditions.

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