Updated Saturday, September 20, 2014 as of 6:02 AM ET

Brokers Rob Elderly Widow, Barred from Industry

FINRA barred Fernando Arevalo and Jimmy Caballero from the industry for stealing $300,000 from an elderly widow with diminished mental capacity, and for failing to fully cooperate with agency’s investigation.

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Comments (1)
I hope that the local attorney general is involved. Sounds like outright theft. I hope that JPM is helping in the prosecution. When one financial Rep pulls such stunts, it hurts us all.
Posted by Bill S | Tuesday, December 03 2013 at 12:34PM ET
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