Updated Thursday, July 31, 2014 as of 9:36 AM ET
Practice - Regulatory/Compliance
Underfunding SEC Puts Investors at Risk, Groups Warn
Wednesday, January 15, 2014
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WASHINGTON - Several organizations that have been calling for stricter regulatory oversight of investment advisors reacted with dismay to the omnibus federal spending bill unveiled this week, which they say will leave the SEC unable to effectively police the industry and protect investors.

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