Updated Wednesday, July 30, 2014 as of 1:13 PM ET
Practice - Regulatory/Compliance
FINRA's New Suitability Rule
Wednesday, August 1, 2012
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I'm a compliance officer for a small brokerage firm. I'm a little confused by FINRA's new suitability rule. What, if anything, extra does it require us to do?

- E.S., Florida

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