Updated Saturday, July 12, 2014 as of 3:05 AM ET
Practice - Regulatory/Compliance
FINRA Tightens Arbitration Rules
Sunday, December 1, 2013
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FINRA recently announced that it will revise its training for arbitrators to ensure they are upholding its standards for expungement of advisor complaints from the Central Registration Depository. The move came on the heels of criticism from both the public and investor arbitration attorneys.

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