Updated Thursday, July 31, 2014 as of 11:38 AM ET
Practice - Regulatory/Compliance
FINRA Tightens Arbitration Rules
Sunday, December 1, 2013

FINRA recently announced that it will revise its training for arbitrators to ensure they are upholding its standards for expungement of advisor complaints from the Central Registration Depository. The move came on the heels of criticism from both the public and investor arbitration attorneys.

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