Succession Planning Hurdles: How Do You Stack Up?
Advisors across the industry are tackling the headaches of making succession plans. Here's how, according to new data from Cerulli Associates.
The total number of advisors across the industry rose 1.1% in 2014, according to a report from Cerulli Associates. But the research firm warns they may fall again in years to come. Read More »
A Merrill Lynch advisor who once generated $4 million in revenue has moved to Morgan Stanley. The firm was not the only winner last month in the competition for top talent. See this move and more in our latest recruiting roundup. Read More »
The investment bank lands a six-member group to run a custody and emerging-market bond business within its wealth management unit. Read More »
Chris Mahoney, a longtime veteran of the wirehouse, says he loved his time there. But bureaucratic changes forced his nearly $3 billion practice to find a new home. Read More »
The firm said it landed the mega team from Merrill Lynch, marking it the largest recruiting move in Raymond James' history. Read More »
The independent firm affiliated with Raymond James picks up two recruits who made the jump in separate moves from Oppenheimer. Read More »
The recruits have launched independent practices and joined existing teams with FiNet. Read More »
RBC's newest recruits oversee about $132 million in client assets. Read More »
The new recruits join Baird from Wells Fargo Advisors and Stifel. Read More »
A new recruit generating about $1 million in annual revenues made the move from UBS, the firm said. Read More »
An advisor managing $195 million in client assets left Wells Fargo Advisors for Raymond James & Associates. Read More »
FINRA moved to banish the broker for failing to cooperate with an investigation into allegations that he borrowed thousands of dollars from a 70-year-old customer without Wells Fargo's prior approval. Read More »
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