RIAs

Greg De Jong sold his $200 million firm to Savant Capital Management, which has over $4 billion in AUM. He is now a happy Savant advisor.
How to Sell to a Large Firm and Stay Happy
Greg De Jong took the plunge and sold his $200 million firm to a much larger one for equity, cash and a five-year note. Looking back, he has no regrets.
“If you continue to work the way you have been, you may not be in business in five years,” says United Capital CEO Joe Duran. Read More »
Data, digital and value dominate TD Ameritrade conference. Read More »
A recent tax law creates a permanent 100% tax exclusion on capital gains from C corporations. Read More »
Credit Suisse lost advisors managing a combined $4.1 billion in assets to J.P. Morgan and William Blair. Meanwhile, a Wells Fargo team that had over $2 million in annual fees and commissions left the wirehouse for Raymond James. Read More »
To get maximum value, advisors need to look at their firm the way a venture capital or private equity firm would evaluate a start-up, says Fidelity’s David Canter. Read More »
To attract and keep successful clients, advisors need to be transparent about fees. Here’s how one advisor navigates those touchy conversations. Read More »
To understand the direction of digital advice, look to the industry experiences of the mid-90's and the early 2000s, says Mitchell Caplan, CEO of Jefferson National. Read More »
Roll-up also adds $50M AUM Harvest Group Financial Services. Read More »
Advisors can provide valuable services when clients go through the process—and still get paid. Read More »
Former Merrill Lynch advisors launch a new office with IHT Wealth Management. Read More »
It’s challenging to afford tech upgrades and meet compliance demands at the same time. Here’s how firms are doing the best of both. Read More »
Even as independent advisors rush to comply with new laws, they are also being urged to implement innovative digital tools. Here’s how successful firms are managing to do both—cost effectively. Read More »
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